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Securitize Capital Gains SEC Adviser Registration

Published 27 July 2026

Securitize Capital, the investment advisory arm of tokenization platform Securitize, has registered with the U.S. Securities and Exchange Commission as an investment adviser, the company announced on Monday, July 27, 2026. The registration, which became effective on July 22, expands the firm's regulated offerings for institutional clients exploring blockchain-based investment strategies.

The move transitions Securitize Capital from its previous status as an exempt reporting adviser, a framework with lighter oversight, to full SEC registration. This subjects the subsidiary to the enhanced disclosure, compliance, recordkeeping, and examination requirements of the Investment Advisers Act of 1940. In a statement, Securitize co-founder and CEO Carlos Domingo said the registration strengthens the company's ability to help institutions develop and manage investment strategies built for an on-chain financial system.

The registration adds investment advisory capabilities to Securitize's existing suite of SEC-regulated services, which includes a broker-dealer, an alternative trading system, a transfer agent, and fund administration services. The company positions this integrated "full...

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